Overview

<b>Duties</b><br /><br /><b>Summary</b><br /><br />The Office Compliance Inspections and Examinations program administers the SEC's nationwide examination and inspection program for registered self-regulatory organizations, NRSROs, broker-dealers, transfer agents, clearing agencies, investment companies, and investment advisers.<br /> Learn more about this agency <br /><br /><b>Responsibilities</b><br /><br />This position is in the Office of the Technology Controls Program (TCP) within the Office of Compliance Inspections and Examinations located in Washington, DC.<br /><br />TCP has primary responsibility for oversight and technology examinations of the self-regulatory organizations.<br /><br />As an Information Technology Specialist (INFOSEC), you will: <ul> <li>Provide authoritative guidance related to the audits of the self-regulatory organizations under the Automation Review Policy program; conduct overviews of computer systems of regulated entities, including self-regulatory organizations, to evaluate systems for ability to create a fair market environment for trading, to conduct market surveillance using existing and or planned computer programs, to detect fraud and abuse within the market, and to conduct investigations using the existing or planned system;</li> <li>Provide expert technical, analytical, and management guidance for the planning, review, evaluation, implementation, coordination, and integration of security controls into IT operations and systems;</li> <li>Participate in market operations reviews, cyber security engineering programs: perform IT security audits at different SROs; and assist with development and maintenance of examination field work materials;</li> <li>Analyze, evaluate, and validate the feasibility of IT requirement interrelationships and insure compliance with SEC-wide systems, programs, procedures and resources, to provide for optimal performance and workload integration in conformance with organizational structure and published policy;</li> <li>Conceive and implement new initiatives and projects to strengthen, facilitate, and integrate programs;</li> <li>Represent the office in meetings with staff of other federal agencies and the industry; and</li> <li>Produce reports and briefs on the current threat landscape and associated risks by documenting threat assessments, vulnerability analyses, and other risk assessments.</li> </ul> <br /><br /><b>Travel Required</b><br /><br />Occasional travel – You may be expected to travel more than 25%.<br /><br />Supervisory status <br /> No <br /><br />Promotion Potential <br /> 13 <br /><br /></li> <b>Requirements</b><br /><br /><b>Conditions of Employment</b><br /><br /><ul> <li>You must be a US Citizen</li> <li>Application procedures are specific to this vacancy announcement. Please read all the instructions carefully. Failure to follow the instructions may result in you not being considered for this position.</li> <li>Supplementary vacancies may be filled in addition to the number stated in this announcement.</li> <li>This position has promotion potential to the SK-13</li> <li>PROBATIONARY PERIOD: This appointment may require completion of a one-year probationary period.</li> <li>SECURITY CLEARANCE: Entrance on duty is contingent upon completion of a pre-employment security investigation. Favorable results on a Background Investigation may be a condition of employment or selection to another position.</li> <li>DRUG TESTING: This position may be subjected to drug testing requirements.</li> <li>PERMANENT CHANGE OF STATION (PCS): Moving/Relocation expenses are not authorized.</li> <li>DIRECT DEPOSIT: All Federal employees are required to have Federal salary payments made by direct deposit to a financial institution of their choosing.</li> <li>This position is in the collective bargaining unit.</li> </ul> <br /><br /><b>Qualifications</b><br /><br /><strong>All qualification requirements must be met by the closing date of this announcement.</strong><br /><br />Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional; philanthropic; religious; spiritual; community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education.<br /><br /><strong>BASIC REQUIREMENT</strong>: Applicant must possess IT related experience demonstrating each of the four competencies: reviewing work to ensure it is in line with established standards or to identify deficiencies (Attention to Detail); collaborating with customers to identify their information technology needs or to resolve their hardware and software problems (Customer service); explaining technical information orally to non-technical audiences (Oral Communication); and evaluating alternatives to recommend solutions to hardware or software problems (Problem Solving).<br /><br /><strong>MINIMUM QUALIFICATION REQUIREMENT</strong>: In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement.<br /><br /><strong>SK-11:</strong> To be eligible at the GS-11 level, you must meet at least <strong>ONE </strong>of the following conditions as defined below: Specialized Experience, Education, or a combination of Education and Experience. <li><strong> Specialized Experience: </strong> At least one year of specialized experience equivalent to at least the <strong>GS/SK-09 </strong>level: <li>Applying IT principles and practices;</li> <li>Coordinating and administering a cybersecurity program; and</li> <li>Auditing or authoring risk and vulnerability assessments of planned and installed IT software to determine level of risk to confidentiality, integrity, and availability of information systems and data; <strong>OR</strong> </li> </li> <li> <strong>Education: </strong> A Ph.D. or equivalent doctoral degree; 3 full years of progressively higher level graduate education leading to such a degree; or LL.M; <strong>OR</strong> </li> <li> <strong>Combination of Education and Experience:</strong> Applicant must have equivalent combinations of successfully completed education, which includes education exceeding two years of graduate study and the specialized experience described above that meets the total experience requirements. For example, six (6) months of specialized experience equivalent to GS-09 and 2½ years of successfully completed graduate level education.</li> <br /><br /><b>Education</b><br /><br /><b>Additional information</b><br /><br /><strong>IMPORTANT INFORMATION FOR SURPLUS OR DISPLACED FEDERAL EMPLOYEES</strong>: Career Transition Assistance Plan (CTAP) and Interagency Career Transition Assistance Plan (ICTAP) are available to individuals who have special priority selection rights under this plan. Individuals must be well-qualified for this position to receive consideration for special priority selection. CTAP or ICTAP eligibles will be considered well-qualified when receiving an adjudicated score of 80 or higher.<br /><br /><strong>Reasonable Accommodation:</strong> If you are an applicant who needs a reasonable accommodation for disability to participate in the application process at the SEC, submit the form for Reasonable Accommodation for Participation in Job Application Process here . Please be sure to submit your request at least 5 business days in advance of the date you need the requested accommodation.<br /><br /><strong>Equal Employment Opportunity (EEO) Information for SEC Job Applicants: </strong>Federal EEO laws protect all applicants from discrimination on the following bases: race, color, sex (not limited to conduct which is sexual in nature, includes pregnancy, gender identity, sexual orientation, transgender status), age (40 and over), religion, national origin, disability, genetic information, retaliation for participating in the EEO process or opposing discrimination. Applicants who believe they have been discriminated against on any EEO basis can seek recourse through the SEC's administrative complaints process. To be timely, an individual must enter the EEO process within 45 days from when they know (or should have known) of the alleged discrimination. Click here for additional information.<br /><br /><strong>TTY/ASCII</strong>: Video Relay Service users are welcome to contact the appropriate SEC office or employee via the contact information listed above. If you do not otherwise have access to a Video Phone or Video Relay service, you may send us an email or use the Federal Video Relay Service via the internet. For more information about using the Federal Relay Service and to create a new account, please see: http: fedvrs.us/ <br /><br /><b>How You Will Be Evaluated</b><br /><br />You will be evaluated for this job based on how well you meet the qualifications above.<br /><br /><strong> This position is being advertised through the Office of Personnel Management's (OPM) Direct-Hire Authority (5 U.S.C. Section 3304 and 5 CFR Part 337, Subpart B) </strong><strong> and is open to All U.S. Citizens. Under this authority, competitive rating, ranking and veterans' preference procedures do not apply. </strong><br /><br /><strong>Those candidates who are referred may also be asked to participate in an interview, as well as an "In-Box Exercise" that is designed to measure your analytical writing capabilities.</strong><br /><br />If you meet the minimum qualifications stated in the vacancy announcement, we will compare your resume and supporting documentation to your responses on the occupational questionnaire. Your resume must support your responses to the occupational questionnaire. After review of your application materials, if you are determined to be minimally qualified, you will be referred to the selecting official.<br /><br />Your qualifications will be evaluated on the following competencies (knowledge, skills, abilities and other characteristics): <ul> <li>Information Assurance, Information Systems/Network Security, Technical Communication, Technology Awareness, and Technology Expertise</li> </ul> The Occupational Questionnaire will take you approximately 20 minutes to complete. To preview the Occupational Questionnaire, click the following link https: apply.usastaffing.gov/ViewQuestionnaire/10526871 . <br /><br /><b>Background checks and security clearance</b><br /><br />Security clearance <br /> Other <br /><br />Drug test required <br /> No <br /><br /></li> <b>Required Documents</b><br /><br />You must provide a complete Application Package, which includes: <ul> <li><strong>Required</strong>: Your responses to the Occupational Questionnaire.</li> <li><strong>Required</strong>: Your complete and comprehensive resume that includes a complete history of your work experience and the applicable employment dates with months and years. To determine if you qualify for this position, OHR will review your work history that is relevant to the specific position for which you applied. If you are an external candidate selected for this position, OHR will review your complete work history to establish your starting salary. If you are a current SEC employee selected for this position, the standard percentage increases will be applied (i.e., 6% for non-supervisory and 8% for supervisory positions) if your selection results in a promotion. If your selection results in lateral movement (i.e. no change in grade) you will maintain your current salary. <strong>Note</strong>: Your resume must directly address the definition of specialized experience listed in the qualification section of this announcement and must <strong>NOT </strong>contain pictures.</li> <li><strong>Required, if you meet qualifications based on education</strong>: An unofficial college transcript. (Note: If you are selected for this position, official transcript will be required.)</li> <li><strong>Required, if applicable:</strong> CTAP/ICTAP documentation (a copy of a separation notice or other proof of eligibility for priority selection; a copy of an SF-50, Notification of Personnel Action, showing current position, grade, promotion potential, and duty location; AND a copy of your most recent performance appraisal.)</li> <li><strong>Required, if applicable</strong>: Veteran's Preference Documentation (DD-214, Member Copy 4 or other documentation containing dates of service and character of discharge. Disabled veterans and other applicants eligible for 10-point Veteran's Preference please include: documentation to validate your claim – VA letter, SF-15, etc).</li> </ul> <br /><br /><b>If you are relying on your education to meet qualification requirements:</b><br /><br />Education must be accredited by an accrediting institution recognized by the U.S. Department of Education in order for it to be credited towards qualifications. Therefore, provide only the attendance and/or degrees from schools accredited by accrediting institutions recognized by the U.S. Department of Education . <br /><br />Failure to provide all of the required information as stated in this vacancy announcement may result in an ineligible rating or may affect the overall rating.


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